WG&L FRM – SEC Compliance

Top 5 Reasons to try the SEC Compliance package on Checkpoint®

1.       Expert Analysis – RIA’s SEC compliance package on Checkpoint provides clear, detailed, in-depth analysis of the constantly changing SEC compliance landscape, from expert practitioners and renowned WG&L authors.

2.       Examples – Numerous computational guidelines, sample filling and disclosure examples from actual companies for specific reporting situations such as marketable securities, inventories, sales and revenue, and more.

3.       Currency of Content – SEC source materials and WG&L expert analysis are updated regularly, whenever any new changes to SEC requirements are released.

4.       Interactive Checklists – More than 250 interactive checklists provide you with unique, practical tools to assist in the exacting process of financial reporting and disclosure.

5.       Integration of Source Materials and Analysis – Expert analysis is fully integrated with SEC source materials, creating a comprehensive and powerful online solution to your financial compliance needs. Primary law includes the 1933 and 1934 Acts, Sarbanes-Oxley Act of 2002, Investment Company and Advisers Acts, and more.

RIA is the leading provider of knowledge-based solutions in financial compliance to public corporations and businesses going public. RIA provides the necessary tools for financial managers at those institutions to accurately and efficiently prepare financial statements in full compliance with the latest Securities and Exchange Commission (SEC) requirements.

Frequent changes in rules and requirements from the SEC, FASB, PCAOB and the AICPA make it difficult for financial managers to stay on top of the latest reporting requirements. With RIA’s SEC products on Checkpoint, RIA’s premier online platform, you’ll get integrated SEC filings with relevant up-to-date source materials, WG&L editorial analysis, checklists, model language and more, all within Checkpoint’s easy-to-use interface.

Now you can quickly find explanations for your most important reporting issues, stay informed of recent changes to reporting requirements, and benefit from the insight of experts – all with RIA’s SEC Compliance packages on Checkpoint. 

Major timesaving and revenue enhancing features

·                  Parson Consulting 404 Compliance Tools

·                  SECPlus

·                  Interactive Checklists

·                  Sample Fillings and Disclosures

·                  Primary Law

·                  Regulations

·                  Agency Documents

·                  Linked Regulations, Analysis and Forms

·                  Regular Updates to Keep You Current

·                  News Service

RIA’s major SEC compliance packages on Checkpoint:

SEC Compliance on Checkpoint (WSECE)

·                  Handbook of SEC Accounting & Disclosure

·                  SEC Accounting & Reporting Manual

·                  SEC Accounting & Reporting Update

·                  SEC Accounting Report

·                  SEC Compliance: Financial Reporting & Forms

·                  Hogan & Hartson’s SEC Update (FREE newsletter)

·                  Practical Guide to Corporate Governance and Accounting: Implementing the Requirements of the Sarbanes-Oxley Act

·                  SEC Reference Library (AAERs, ASRs, and SLBs, EDGAR Filer Manual, Forms/Schedules, Proposals and Final Preambles, Rules and Regulations, Statutes, FRRs, SABs, IGs, and Concept and Interpretive Releases)

·                  Checklist for applying the PCAOB internal control standard

·         Available with SECPlus (Bronze Package) (WSECS)

Financial Reporting & Management Compliance Package on Checkpoint (WCOMP)

·                  SEC Compliance on Checkpoint (WSECE)

·                  GAAP Compliance on Checkpoint (WGAAP)

·         Available with SECPlus (Silver Package) (WCMPS)

Financial Reporting & Management Suite on Checkpoint (WCFN2)

·                  SEC Compliance on Checkpoint (WSECE)

·                  GAAP Compliance on Checkpoint (WGAAP)

·                  Internal Auditing on Checkpoint (WINA)

·                  Financial Management on Checkpoint (WFIN2)

·         Available with SECPlus (Gold Package) (WCSFN)

Corporation Package on Checkpoint (WPUB2)

·                  SEC Compliance on Checkpoint (WSECE)

·                  GAAP Compliance on Checkpoint (WGAAP)

·                  Financial Management on Checkpoint (WFIN2)

·         Available with SECPlus on Checkpoint (WSPUB)

SEC Compliance/Financial Management Package on Checkpoint (WCF03)

·                  SEC Compliance on Checkpoint (WSECE)

·                  Financial Management on Checkpoint (WFIN2)

·         Available with SECPlus on Checkpoint (WCF3S)

SEC Compliance/Financial Management/Internal Auditing Package on Checkpoint (WCFO1)

·                  SEC Compliance on Checkpoint (WSECE)

·                  Internal Auditing on Checkpoint (WINA)

·                  Financial Management on Checkpoint (WFIN2)

·         Available with SECPlus on Checkpoint (WCF1S)

Add-ons to RIA’s SEC Compliance packages:

·                  AICPA Professional Library on Checkpoint (WAICC)

·                  FASB on Checkpoint (WFASB)

·                  SEC Compliance PLI titles on Checkpoint

·                  Corporate Governance PLI titles on Checkpoint

·                  Parson Consulting 404 Compliance Tools on Checkpoint (WPRSN)

SEC Compliance PDF

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